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H2020 REFUCOAT Project: Fully recyclable food packaging with improved gas barrier properties and new functionalities through the use of high-performance coatings

  • Type Project
  • Status Filled
  • Execution 2017 -2020
  • Assigned Budget 3.234.338,5 €
  • Scope Europeo
  • Autonomous community Comunitat Valenciana; Madrid, Comunidad de; Navarra, Comunidad Foral de
  • Main source of financing Horizon 2020
  • Project website https://doi.org/10.3030/745791
Abstract
  • Advances in the Field of mcl-PHA An efficient fermentation process is being developed for the production of modified mcl-PHA. Using starch-rich residues from DACSA, different production pathways of selected strains of Pseudomonas and other bacteria are being exploited, via the oxidation pathway by gene manipulation to obtain enhanced hydrophobicity in mcl-PHA. The procedure of modulating PHA monomer composition according to the desired end-application properties remains a novel solution for polymer design. Furthermore, the improvement of PHA properties for packaging can be optimized by blending them with other polymers or additives. To increase market viability, low-cost renewable raw materials, such as starch-rich residues from the DACSA production process, will be employed.
  • Advances in the field of hybrid coatings: A wide range of companies are focusing on sol-gel technology for the production of functional coatings based on the sol-gel approach for different applications. A sol-gel approach to obtaining an inorganic-organic PGA/micro-sized Si-SiO2 hybrid coating remains a challenge for most biodegradable polymers. REFUCOAT has been able to formulate a hydrogen-bonding PGA hybrid coating.
  • Advances in the Field of PGAs Within Refucoat, a continuous, solvent-free method for polymerization using the polycondensation route was developed. Polycondensation is considered a possible way to produce PGAs in a single-step synthesis. The use of this method, compared to solvent-based batch processes, not only saves potentially costly and/or hazardous solvents, but also ensures minimal process steps and, therefore, less thermal stress on the product. The processing knowledge regarding PGA polycondensation can also be used for other polycondensation reactions to transfer their synthesis from batch to continuous.
  • Advances in the Field of PGA Hybrid Coating Biodegradable polymers like PGA have great potential and are widely used in biomedical applications due to their biodegradability and biocompatibility, however, limited research based on PGA polymers has been studied for other applications due to the insolubility of PGA in most solvents and rapid degradation of PGA. A sol-gel approach to obtain inorganic-organic PGA/micro-sized Si-SiO2 hybrid coating remains a challenge for most biodegradable polymers. REFUCOAT has been able to formulate a PGA hybrid coating based on hydrogen bonding.
  • Advances in the field of active coating In this project, two very novel approaches to active coating are proposed:
    • The introduction of bacteriophages into packaging technology is proposed, with the expected result of reducing foodborne illnesses by actively inhibiting target microorganisms, providing an additional inactivation process beyond the end of the production process.
    • Hybrid coating with barrier and active properties through the inclusion of antioxidant compounds that will adapt to application on different substrates and validated for different food products such as chips and breadcrumbs.
Description of activities

The REFUCOAT projects investigate hybrid coatings with a high oxygen/water barrier and bio-based active ingredients for use in bio-based monolayer food packaging (films and trays) as an alternative to current metallized modified atmosphere packaging (MAP) systems. This is intended to avoid the use of non-renewable materials in multilayer structures that currently lead to complex and costly recycling steps. Following the development of the REFUCOAT project and the characterization and validation of the different packaging obtained, it can be concluded that the package developed for the Potato Chips Package by GRUPO APEX is a good alternative to the current one. The barrier properties are comparable, as are the mechanical properties such as sealing temperature and coefficient of friction.

Furthermore, the packaging is compostable, while the current structure is difficult to recycle. In the case of the breadcrumb packet, a viable structure has also been achieved. It has better barrier properties than the current one, and in terms of mechanical properties, the sealing temperature and coefficient of friction are lower, so this structure represents an improvement in production speed. As with the potato chip packaging, the resulting structure is compostable, more sustainable than the current one, which is difficult to recycle (PP/PE).

Finally, for chicken packaging, shelf life has been extended thanks to the developed active coating, and the mechanical properties (sealing temperature and coefficient of friction) are better than those of the current packaging. Furthermore, the project developed business plans for end users to lay the groundwork for future exploitation of the project results once they are fully developed.

Contextual description

Problem: The food industry's very high barrier properties are currently only achievable through non-degradable, multi-layer metalized structures and complex, ongoing recycling processes. Societal importance: Replacing petroleum-based packaging materials with bio-based ones could provide a competitive advantage due to a more sustainable and greener image while maintaining its properties.

The RefuCoat project aims to develop hybrid coatings with a high oxygen/water barrier and bio-based active ingredients for use in bio-based monolayer packaging (films and trays) as an alternative to current metallized and modified atmosphere packaging (MAP). Currently, both types of packaging rely on the use of non-renewable materials in multi-layer structures, leading to complex and costly recycling steps.

Objectives

The RefuCoat project aims to develop bio-based hybrid coatings with high oxygen and water barriers, as well as active coatings for use on bio-based single-layer food packaging (films and trays), as an alternative to current metallized and modified atmosphere packaging (MAP). This avoids the use of non-renewable materials in multi-layer structures that currently require complex and costly recycling processes. The hybrid coating formulations will combine polyglycolic acid (PGA) and modified silica, produced cost-effectively.

Fully biodegradable packaging for fresh food products will be obtained with medium-chain modified PHAs. Hybrid coatings based on PGA and PHA with a high gas barrier will be further enhanced with active ingredients to extend their shelf life. In addition, new packaging based on bio-PET and bio-PE combined with hybrid and active coatings will be developed. The resulting products will be validated and compared with current non-biological metallized alternatives for industrial products in terms of performance, shelf life, and biodegradability. Safety and regulatory compliance, as well as environmental and economic sustainability, will be specifically addressed.

The RefuCoat consortium is made up of 12 synergistic partners, 7 of which are BIC members, and brings together all the actors in the value chain: SMEs (MIPLAST and IRIS), industrialists (UNILEVER, MANOR, DACSA and BIOPOLIS) and research and development organizations (RTOs) (THUNEN, CIB, AIMPLAS, EUFIC, Fraunhofer and AINIA).

The project maximizes exploitation within the consortium, promoting a circular economy concept, but also considers dissemination and communication to maximize the value of the results. RefuCoat's main impacts are expected to include improved food packaging performance, reduced landfill waste, improved cost-effectiveness and environmental efficiency of processing through life-cycle assessment and techno-economic evaluation, improved food product preservation, the opening of new markets, and a contribution to the BBI-JI KPI. RefuCoat aims to significantly contribute to over 880 jobs.

Results

Multi-layer polymer food packaging is the industry standard, enabling multiple necessary functionalities not present in any single layer. However, the multiple bonded layers that act as a barrier against oxygen and moisture are difficult to recycle, and synthetic plastics are not biodegradable, creating a growing problem at end-of-life. Environmental concerns are shared by governments, industries, and consumers, but finding recyclable and/or biodegradable single-layer alternatives that perform as well as conventional packaging has been a challenge.

With funding from the Bio-based Industries Joint Undertaking (Opens in new window), a public-private partnership between the EU and industry, the ambitious REFUCOAT (Opens in new window) brought together 12 multidisciplinary partners along the entire value chain from 5 EU countries to tackle the problem. REFUCOAT advanced the potential of two promising biodegradable biopolymers and also pushed the boundaries of what might be possible, demonstrating the use of bacteria-eating organisms (bacteriophages) in active coatings. Bringing biopackaging to life by harnessing microbes and natural metabolites Many microorganisms are miniature production lines for polyhydroxyalkanoates (PHAs), fully biodegradable bioplastics with tunable properties.

The subject of intensive research, high-molecular-weight PHAs suitable for industrial food packaging applications have until now remained elusive. REFUCOAT successfully harnessed microorganisms to valorize agri-food waste, resulting in biodegradable PHA-based coatings for food packaging. Polyglycolic acid (PGA) is another biodegradable polymer, and its degradation product (and building block or monomer), glycolic acid, is a naturally occurring metabolite. Commonly used as a suture material, its high mechanical strength and excellent gas barrier properties also make PGA attractive for food packaging applications. According to Javier Marzo Muñoz, project manager at AIMPLAS(Opens in a new window) and coordinator of REFUCOAT, and Lorena Rodríguez, head of the packaging department at AIMPLAS and principal investigator of REFUCOAT: "Currently, glycolic acid is produced either by the carbonylation of formaldehyde or by the alkaline hydrolysis of chloroacetic acid using toxic or harmful substrates and/or adverse reaction conditions.

At REFUCOAT, we developed a gold-based catalytic process to convert monoethylene glycol into PGA for greener production of this biodegradable biopolymer. Finally, the team harnessed the bacteria's natural viral enemies to form innovative active barriers that extend product shelf life. Preliminary data demonstrated encouraging inhibition of Salmonella growth with bacteriophages. Further research will support approval by the European Food Safety Authority (Opens in new window). Supporting a sustainable medium-term.

For over half a century, multilayer packaging, including non-renewable resources like aluminum, has prevented perishable products from rapidly perishing. However, it is difficult and expensive to recycle, creating a significant environmental and economic burden. The diverse expertise of the REFUCOAT consortium was uniquely positioned for extensive research into the development of fully recyclable, bio-based, single-layer food packaging. "REFUCOAT developed promising, fully biodegradable bioPGA and PHA polymers for food packaging. Furthermore, the use of bacteriophages as active coatings for food packaging demonstrated clear potential.

In the context of these activities, our partners have achieved intermediate and more sustainable packaging solutions," summarizes Marzo Muñoz. As the team continues to search for bio-based monolayer packaging that meets market requirements, the scientists hope that policies will encourage the greening of the current plastics value chain. REFUCOAT has prepared a Policy Brief (Opens in a new window) with specific recommendations to support this through greater sustainability, improved recycling processes, and increased investment in biomass and bio-based industries.

Coordinators
  • AIMPLAS - ASOCIACION DE INVESTIGACION DE MATERIALES PLASTICOS Y CONEXAS
Collaborators
  • FRAUNHOFER GESELLSCHAFT ZUR FORDERUNG DER ANGEWANDTEN FORSCHUNG EV
  • MAICERIAS ESPANOLAS SA
  • CARTON BROS
  • AGENCIA ESTATAL CONSEJO SUPERIOR DE INVESTIGACIONES CIENTIFICAS
  • JOHANN HEINRICH VON THUENEN-INSTITUT, BUNDESFORSCHUNGSINSTITUT FUER LAENDLICHE RAEUME, WALD UND FISCHEREI
  • APERITIVOS Y EXTRUSIONADOS SAU
  • BIOPOLIS SL
  • AINIA
  • MI-PLAST DOO ZA PROIZVODNJU, TRGOVINU I PRUZANJE USLUGA
  • IRIS TECHNOLOGY SOLUTIONS, SOCIEDAD LIMITADA
  • EUROPEAN FOOD INFORMATION COUNCIL