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H2020 NENU2PHAR Project: Towards a sustainable European value chain of PHA-based materials for high-volume consumer products

  • Type Project
  • Status Signed
  • Execution 2020 -2024
  • Assigned Budget 4.983.169,87 €
  • Scope Europeo
  • Main source of financing Horizon 2020
  • Project website Proyecto NENU2PHAR
Description

Plastics have become ubiquitous and almost indispensable, yet they are largely made from compounds derived from fossil fuels and have increasingly detrimental effects on the environment. An important way to mitigate the negative impacts of the plastics industry, while recognizing its relevance and supporting its continued existence, is to transition from petroleum-derived compounds to bio-based polymers. Polyhydroxyalkanoates (PHAs) are among the most promising candidates.

However, the EU currently relies on other countries for much of the PHA value chain. The EU-funded NENU2PHAR project aims to remedy this situation through a holistic approach that includes the production of feedstocks from microalgae and bacteria, the formulation and processing of biopolymers, and the production of eight different PHA-based products.

Description of activities

The NENU2PHAR project has achieved all its technical objectives after 42 months. All work-points have been successfully completed, and their specific objectives have been met. NENU2PHAR has established a new European value chain for PHA-based bioplastic products from microalgal biomass with an acceptable end-of-life, integrated into a circular economy concept, from the production of PHA polymers to the biodegradability or recyclability of the plastic products.

The project successfully achieved the upgrading of PHA production value chain at TRL 5, also NENU2PHAR PHA based formulations were processed (thermoforming, blow molding, cast extrusion, 3D printing, wire extrusion...) and successfully scaled up to the targeted NENU2PHAR demonstrators, in this regard, prototypes of the high volume products targeted to the project have been successfully manufactured and tested by the industrial partners.

All developed materials present an acceptable end-of-life (plastic sorting, mechanical and chemical recycling, compostability, marine biodegradation, etc.) and the environmental, economic, and social acceptance of microalgae-based PHA has been fully assessed by life cycle assessment of NENU2PHAR scenarios, ranging from microalgal biomass cultivation to high-purity PHA production under different conditions projected at industrial scale. Environmental hotspots have been identified by considering scale-up measures, and improvement opportunities have been identified to increase the environmental performance of microalgae-based PHAs, with a comparison between NENU2PHAR and different scenarios.

Material-based safety, process-based safety, and safety-by-design approaches have been developed, and food contact compliance assessments using migration modeling software and migration testing concluded that the formulations used for the food packaging prototypes are compliant. Finally, regarding the social acceptance of PHA materials, the main obstacles and challenges have been identified, and recommendations have been provided to boost their social acceptance.

Contextual description

Polyhydroxyalkanoates (PHAs) are biodegradable, bio-based polymers. PHAs are expected to gradually replace conventional plastics, as they have similar physicochemical, thermal, and mechanical properties. The fact that PHAs can be obtained through a purely biotechnological route makes them particularly attractive. Furthermore, PHAs have been reported to spontaneously degrade in aquatic environments, representing a promising biodegradable substitute for several high-volume consumer products. The NENU2PHAR project will focus on developing a PHA pipeline to initiate a competitive bioplastic material value chain for high-volume consumer products.

The objective of NENU2PHAR is to establish a new European value chain for PHA-based bioplastic products from a sustainable biological source with an acceptable end-of-life. NENU2PHAR has developed a PHA production flow integrated into a circular economy concept, from production from aquatic organisms to the biodegradability or recyclability of plastic products and new composites. To achieve such an ambitious goal, the NENU2PHAR project had six main objectives:

  1. Develop a competitive biosource of PHA polymers.
  2. Formulate and functionalize polymers for masterbatches and composites.
  3. Identify PHA material processes to achieve defined functional properties of bioplastics better than fossil fuel counterparts.
  4. Develop eco-designed PHA bio-based products for high-volume consumer products.
  5. Demonstrate the circular economy and sustainability of the NENU2PHAR value chain.
  6. Increase stakeholder and consumer awareness of new bioplastic products.
Objectives

Plastic is one of the preferred materials for the manufacture of consumer products and, more specifically, packaging, thanks to its physical, mechanical, thermal, and barrier properties. However, the existing global plastics industry is primarily petrochemical-based, which generates a negative environmental footprint. Polyhydroxyalkanoates (PHAs) are a group of biopolymers that are now widely recognized as attractive substitutes for fossil-fuel-derived plastics in a wide range of applications.

Unfortunately, there is no sustainable value chain in Europe, and production schemes developed elsewhere in the world appear highly questionable from an environmental and ethical perspective. The NENU2PHAR project aims to close this crucial gap in the EU industry, within an inclusive approach that will address the entire PHA-based plastic value chain, targeting high-volume consumer products.

The NENU2PHAR project brings together 17 partners (five large industrial companies, six SMEs, five RTOs, and one cluster) who are leaders in different research fields, from biomass development to biopolymer formulation and plastics processing. First, biological sources will be addressed by developing and optimizing PHA biopolymer production through carbon feedstock optimization from microalgal biomass and bacterial strain selection. Innovative polymer processing options will then generate different structures with diverse raw surface and end-of-life properties.

Market acceptance of this novel PHA will be supported by a competitive cost (€5/kg for PHA compounds), a high-purity product, and optimized processes to enable the PHA bioplastic to address the functional properties of high-volume consumer products better than its fossil-based counterparts.8 PHA-based products will be developed and compared with their fossil-based counterparts. Full validation of end-of-life and environmental footprint scenarios will be explored based on the biodegradability, compostability, or recyclability of the formulated bioplastics.

Results

Thanks to their mechanical, thermal, and protective properties, plastics are indispensable in the manufacture of large volumes of consumer products and packaging. However, most of these plastics are produced using fossil fuels, can be difficult to recycle, and can cause environmental hazards such as microplastic pollution. While several efforts are underway to recover, reuse, and recycle these plastics, an alternative approach that is gaining ground is to find biodegradable source materials. The NENU2PHAR project has successfully demonstrated a value chain that delivers a family of polymers called polyhydroxyalkanoates (PHAs), using bacteria cultured on sugars produced by microalgae.

“Despite being widely recognized as a viable substitute for fossil fuel-derived plastics, there is still no sustainable PHA value chain in Europe,” explains Pablo Álvarez Díaz of the French Alternative Energies and Atomic Energy Commission, coordinator of the NENU2PHAR project. Funded through the Bio-based Circular Europe Joint Undertaking, the project involved 17 research and industry partners. Fuel that doesn’t compete with food PHAs are a class of renewable, biodegradable, and bio-based polyesters that are considered members of the “green polymer group.” They have attractive physicochemical, thermal, and mechanical properties, similar to polypropylene (PP) and low-density polyethylene (LDPE), which make up the majority of plastic packaging used today. "PHAs are particularly attractive because they are environmentally friendly at the end of their life, as they degrade in soil, aquatic environments, and in domestic and industrial compost," says Jean-François Sassi, co-coordinator of NENU2PHAR.

However, because bacteria require sugar to grow, producing large quantities of plastic this way faces a serious challenge. "Currently, the carbon feedstocks used as fermentation substrates come from starch produced from crops such as wheat and potatoes, thus competing with traditional agri-food supply systems and increasing food prices," adds Álvarez Díaz. NENU2PHAR demonstrated that microalgae could be an ideal fuel source for bacteria. Growing algae in bioreactors captures large amounts of CO2 from the atmosphere and converts it into the starch needed by hungry biopolymer-producing bacteria. "The production of pure white starch from green microalgae was an important milestone, as the industry requires colorless and transparent plastics at the beginning of the production process," notes Sassi.

The team also developed a process for extracting PHAs from bacteria that uses more environmentally friendly solvents than conventional chlorinated varieties. The PHAs are then formulated into bioplastic production feedstocks. Encouragingly, there is already a ready supply of the feedstock: microalgal biomass is routinely produced by European wastewater treatment facilities during wastewater treatment processes. The NENU2PHAR value chain could turn a waste stream into a revenue stream. The gateway to a more circular economy As a demonstration of the versatility and suitability of PHAs, the team has unveiled a collection of microalgae-derived bioplastic products. This includes sliced cheese trays, film lids, pots and pouches for moist foods such as yogurt, roll-on bottles for deodorant, filaments used in 3D printing, medical mesh, and agrotextiles. "We received very positive feedback at various events, and people would often say, 'Wow, you've really done it.' You can't argue about the viability of these bioplastics while holding one of our yogurt pots," says Álvarez Díaz.

Additional information

NENU2PHAR will contribute to the creation of a new intersectoral interconnection in the bioeconomy by connecting the aquatic biomass production sector with the plastics production sector. This intersectoral interconnection has been established as the core concept of NENU2PHAR, the production of PHA biopolymer from microalgal biomass achieved. The NENU2PHAR value chain addresses new (or optimized) bio-based value chains. Bioplastic products based on bio-derived PHAs have been transformed into plastic composites. The end-of-life of these products is promising in terms of biodegradability.

Four new bio-based materials have been identified from the initial aquatic carbon feedstock: hydrolyzed sugars, starch, cellulose, and PHA. The new market-ready bioplastic products developed at NENU2PHAR with new bio-based materials are:

  • Flexible PHB-based films composed of other biopolymers that will serve as lidding films for food packaging.
  • Rigid PHB-based films that will serve as a tray after the thermoforming process to replace the actual multi-layer petrochemical structure used for food packaging.
  • Biodegradable and compostable film to replace fossil-based multilayer film for food packaging in stand-up pouch format.
  • Food packaging applications in biodegradable and compostable thermoformed cups, more specifically for fruit puree.
  • Personal care packaging, roll-on type packaging consisting of 3 parts: bottle, ball and cap.
  • Woven plant cover based on PHB formulations; PHA formulations intended for 3D printing and surgical meshes as bioresorbable implants.

The use of microalgae as bioplastic feedstock avoids both competition with food sources and the environmental impacts associated with agricultural activities for the production of first-generation biomass, predominantly used in commercial bioplastics (such as the use of fertilizers and pesticides that cause water eutrophication and soil acidification). Microalgae-based PHA production can be achieved by integrating carbon capture and utilization (CCU) processes into microalgae cultivation activities. The results revealed that microalgae-based PHA production could be economically viable, but will depend on the correct establishment of several production and commercialization parameters, such as: plant location, production scale, CO2 supply cost (ensuring low-cost or even zero-cost sources by using CO2 captured from industrial emissions), and the PHA selling price. Regarding awareness and understanding of the bioeconomy in society, the project organized a workshop on social acceptability. Various stakeholders, including companies and SMEs from the plastics and bioplastics sectors, were invited to analyze the barriers surrounding the acceptability of PHAs, and key elements for designing an appropriate strategy for their future acceptance were highlighted. NENU2PHAR results estimate that the social footprint of microalgae-based PHAs produced in the EU was estimated to be lower than that of PHA production in the United States, while it was significantly lower than that of Chinese PHA production. Therefore, these NENU2PHAR results should be used as a decision-making tool for the social improvement of the production process, assessing the key issues in more detail and proposing measures that contribute to improving social conditions.

Coordinators
  • COMMISSARIAT A L ENERGIE ATOMIQUE ET AUX ENERGIES ALTERNATIVES (CEA)